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Levan Speaks at NASD/Wharton Institute
Philadelphia, Pa.—April 27, 2007—Richard A. Levan
of the Philadelphia law firm Levan Friedman
LLP spoke on April 20 on Responding to Regulatory Inquiries and
Conducting Internal Investigations at
the NASD/Wharton Institute in New York City. His
presentation served to educate compliance officers, attorneys, and
human resources and financial
professionals about the challenges involved conducting such
investigations, as well as strategies for successful reviews.
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