Links of Interest

U.S. Securities & Exchange Commission
The official Federal Agency website, including news, legal and other releases and reports, investor education material, and the EDGAR database of corporate disclosure reports.

National Association of Securities Dealers
The world's leading private-sector provider of financial regulatory services. NASD registers member firms, writes rules to govern their behavior, examines them for compliance and disciplines those that fail to comply.

New York Stock Exchange
For more than 200 years, the NYSE has been serving investors, making every effort to safeguard all market participants.

National Society of Compliance Professionals
The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting compliance officials in the securities industry.

National Regulatory Services
A leading registration and compliance consulting firm, providing products and services to over 6,000 clients in 6 countries.

Investment News
A weekly newspaper for financial advisers and investment marketers.

National Association of Investment Professionals
A not-for-profit membership organization that monitors and responds to proposed legislation and regulations from Congress, the Securities and Exchange Commission (SEC), and the National Association of Securities Dealers (NASD), on behalf of individuals who are Series 7, 24, and 65 registered professionals in the financial services industry.